TP
COMPLY/AI Act Compliance
COMPLY · EU AI Act

AI systems registry · conformity

EU AI Act high-risk obligations enter force August 2, 2026. Stratix is natively compliant by architecture — every registered AI system carries its classification, conformity status across 7 articles, audit trail, and incident log in the same platform that handles SFDR and EU Taxonomy.

AI systems registered
8
3 high-risk
Avg conformity
86%+4.20%
Open incidents
4
across all systems · 30d
Aug 2 2026 deadline
80d
high-risk obligations enter force
Regulatory timeline
T-80d
EU AI Act high-risk obligations enter force
02 Aug 2026
IMMINENT
T-445d
Full applicability — general-purpose AI models
02 Aug 2027
UPCOMING
Why this matters

Every European financial institution needs EU AI Act compliance by August 2, 2026 — less than 80 days away. Most are scrambling. A platform that comes with built-in AI governance saves each client €200K–500K in compliance costs and months of internal development.

AI systems registry · 8

classification + conformity + audit · per system
AI_1High riskhuman review1 incident
Credit-scoring model · Nordic retail mortgage book
Vendor: In-house · QuantTeam · Purpose: Decides creditworthiness for retail mortgage applicants
Annex III · 5(b) Creditworthiness of natural persons
Conformity
57%
EU AI Act conformity · Articles 9–15
Art.9
Risk management system
✓ complete
Art.10
Data governance
✓ complete
Art.11
Technical documentation
◐ in progress
Art.12
Record-keeping
✓ complete
Art.13
Transparency to users
◐ in progress
Art.14
Human oversight
✓ complete
Art.15
Accuracy & robustness
◐ in progress
Affected: Retail mortgage applicants · ~12,400 per yearLast audit 28d ago · next due 15 Jun 2026
AI_2Limited riskadvisory
Fraud detection · transaction monitoring
Vendor: NICE Actimize · Purpose: Flags potentially fraudulent transactions for review
Conformity
100%
Affected: All retail + institutional customersLast audit 41d ago · next due 12 Aug 2026
AI_3High riskhuman review2 incidents
Robo-advisor · retail wealth tier
Vendor: In-house · WealthTech · Purpose: Recommends investment portfolios to retail customers
Annex III · 5(c) Access to essential financial services
Conformity
43%
EU AI Act conformity · Articles 9–15
Art.9
Risk management system
◐ in progress
Art.10
Data governance
✓ complete
Art.11
Technical documentation
○ not started
Art.12
Record-keeping
✓ complete
Art.13
Transparency to users
✓ complete
Art.14
Human oversight
◐ in progress
Art.15
Accuracy & robustness
◐ in progress
Affected: Retail customers · ~3,200 portfoliosLast audit 18d ago · next due 26 May 2026
AI_4Limited riskadvisory
ESG classifier · SFDR Article 8/9 designation
Vendor: Stratix Terminal · COMPLY module · Purpose: Classifies fund holdings against SFDR criteria
Conformity
100%
Affected: Fund holdings · ~480 entitiesLast audit 4d ago · next due 10 Aug 2026
AI_5High riskfully autonomous
Algorithmic trade execution · institutional book
Vendor: BMLL Technologies · Purpose: Order execution + venue selection
Article 6(2) per MiFID II linkage
Conformity
86%
EU AI Act conformity · Articles 9–15
Art.9
Risk management system
✓ complete
Art.10
Data governance
✓ complete
Art.11
Technical documentation
✓ complete
Art.12
Record-keeping
✓ complete
Art.13
Transparency to users
✓ complete
Art.14
Human oversight
✓ complete
Art.15
Accuracy & robustness
◐ in progress
Affected: Institutional execution flowLast audit 8d ago · next due 04 Jul 2026
AI_6Limited riskhuman review1 incident
KYC automation · onboarding pipeline
Vendor: Onfido · Purpose: Identity verification + document validation
Conformity
100%
Affected: New customer applicants · ~840/monthLast audit 14d ago · next due 29 Jul 2026
AI_7Limited riskadvisory
Customer chatbot · support tier
Vendor: Azure OpenAI · GPT-4o · Purpose: Answers customer queries about products and operations
Conformity
100%
Affected: All retail + institutional customersLast audit 21d ago · next due 22 Jul 2026
AI_8Limited riskadvisory
Stratix Agentic Analyst
Vendor: Northflow · Stratix Terminal · Purpose: Cross-product orchestration agent (AEGIS · NORSE · COMPLY · ARGUS)
Conformity
100%
Affected: Internal analysts · ~25 seatsLast audit 2d ago · next due 10 Aug 2026
Conformity assessment templates

For each high-risk system, Stratix auto-generates an Article 9 risk management documentation skeleton with: residual risk inventory, data governance procedures (Art. 10), technical-documentation template (Art. 11), record-keeping policy (Art. 12), transparency obligations (Art. 13), human oversight mechanism (Art. 14), accuracy-and-robustness measurement protocol (Art. 15). Edit, sign, submit.